3771-3780 of 4398 results
'Tough cop' ASIC vs a Royal Commission
Has talk of a royal commission turned the ASIC Capability Review into an unlikely catalyst for an enhanced enforcement agenda With Labor pushing hard for a royal commission into the banking and financial services industry and an election looming the Government moved swiftly to announce broad reform ...
Melbourne CBD set for tighter planning controls
Following the introduction of interim built form controls Victorian Planning Minister Richard Wynne has announced a proposed amendment to the Melbourne Planning Scheme, which will introduce permanent and stricter built form controls. ...
A reprieve for ASIC and APRA ... but not for the FCA
ASIC and APRA often cop flak from various quarters including from us and so today for something different we train our sights on the Financial Conduct Authority in the UK What the FCA has said about providing personal advice to retail clients is interesting debatable and likely to induce a strong ...
Capturing value - NSW's ambitious infrastructure programme
Allens Partners Paul Kenny and Tim Stewart hosted a roundtable with the NSW Treasurer Gladys Berejiklian in Sydney involving fund managers and financiers to talk about how the private and public sector can work together to deliver on NSWs ambitious infrastructure programme ...
Anti-bribery and corruption regulation developments in 2016
2016 looks to be a busy year for directors executives and legal and compliance teams who need to be aware of developments in Australian anti-bribery law and compliance practice Partner Rachel Nicolson Senior Associate Dora Banyasz and Lawyer Tom Bland report ...
Reforming the NWIS
This insight explores the report on the Pilbara's electricity infrastructure released by the WA government which considers the future regulatory landscape and best practice development of the North West Interconnected System and proposes new rules governing access to the system ...
Conflicted remuneration and life insurance
Exposure draft life insurance regulations were released yesterday They are a marked departure from the existing conflicted remuneration provisions Now a benefit can only be conflicted remuneration if it could reasonably be expected to influence financial product advice These regulations will create ...
Productivity Commission report into superannuation system bodes well for the future
At first glance the recent Productivity Commission Draft Report on How to Assess the Competitiveness and Efficiency of the Superannuation System August 2016 could be dismissed as nothing more than a procedural step along the road to the ultimate goal as recommended by the FSI of developing an ...
Linklaters Insights: Corporate Criminal Liability report
As pressure from prosecution authorities increases it is becoming ever more important for international companies to be aware of the potential impact of criminal conduct committed by their executives and employees and the risks and liability the company may face as a result - not least in order to ...
Conflicts of interest and the duty to manage them
The Corporations Act 2001 Cth was amended in 2004 to include an additional obligation for Australian financial services licensees to have in place adequate arrangements for the management of conflicts of interest that may arise in relation to the activities undertaken by the licensees in the ...