3921-3930 of 4476 results

Adviser misconduct and client losses - ASIC's views
Insight 18 Dec 2015

ASIC has released a consultation paper about client review and remediation programs to address client losses because of adviser misconduct Partners Michelle Levy and Malcolm Stephens look at what ASIC says a licensee should do if they identify systemic misconduct by advisers providing personal ...

The beginning of the end of the unit trust's monopoly? A look at limited partnerships
Insight 06 Oct 2015

Board of Taxation's report on tax arrangements applying to collective investment vehicles, released by the Federal Government on 4 June 2015. ...

Allens Accelerate: Get ready for the #IdeasBoom!
Insight 08 Dec 2015

Prime Minister Malcolm Turnbull has unveiled the hotly awaited National Innovation and Science Agenda NISA The Prime Minister declared the beginning of the Ideas Boom stating that unlike the mining boom this is a boom that can continue forever The NISA comprises more than 20 individual policies and ...

PNG securities laws rewrite
Insight 09 Nov 2015

Those dealing in PNGs capital markets should be aware that the PNG Parliament recently passed a package of legislation to substantially amend and strengthen the regulation of its capital markets The regime will introduce new licensing requirements for those involved in activities such as securities ...

Allens insights: Opportunities in infrastructure - 2015
Insight 16 Dec 2015

The World Bank has released its Benchmarking Public Procurement 2016 report which provides comparable data on regulatory environments that affect the ability of private companies to do business with governments in 77 economies Allens Partner Leighton OBrien and Linklaters Counsel Julia ...

Corporate culture and conduct risk
Insight 06 Oct 2015

Regulators particularly in the UK and Australia are increasingly interested in corporate culture in the financial services industry its impact on the integrity of the system and what the regulators are doing to try to entrench a corporate culture that works for the benefit of consumers and investors ...

Government says 'Yes ASIC'
Insight 06 Nov 2015

The FSI recommended that the Government emIntroduce an industry funding model for Australian Securities and Investment Commission ASIC and provide ASIC with stronger regulatory toolsem This recommendation No29 covers two topics that ASIC has pursued on a number of occasions including in its ...

Changes to NSW strata title law - greater obligations and opportunities
Insight 10 Nov 2015

Two new pieces of legislation relating to strata title law have been passed by both Houses of the NSW Parliament Although the new legislation which is expected to commence on 1 July 2016 will impose obligations on developers to provide inspection reports and building bonds it will also open up ...

Support for principals with bank guarantees
Insight 25 Jun 2015

A principal has successfully challenged a decision to grant an interlocutory injunction restraining it from calling on performance bonds ...

Vietnam new real estate laws - key changes for foreign investors
Insight 30 Jun 2015

Vietnam's adoption of the new Law on Land 2013 will have several implications for foreign investors. ...

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