3971-3980 of 4184 results
Adviser misconduct and client losses - ASIC's views
ASIC has released a consultation paper about client review and remediation programs to address client losses because of adviser misconduct Partners Michelle Levy and Malcolm Stephens look at what ASIC says a licensee should do if they identify systemic misconduct by advisers providing personal ...
Workplace Relations
In this issue we look at a dismissal case emanating from poor behaviour at a company Christmas party the importance of the employment contract in determining whether a reduction in an employees pay and duties results in dismissal an employers difficulty in justifiying a summary dismissal and the ...
Would you like best interests with that? Conflicted remuneration, American style
Last month we were fortunate enough to host Barney Frank co-architect of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 to discuss financial regulation reform Coincidentally a couple of weeks later we were treated to a presentation on US financial regulation reforms by a US ...
The signing of the Paris Agreement and other developments
With the Australian Government Minister for the Environment having touched down in New York the world is gearing up for the signing of the Paris Agreement at a ceremony in New York at 1150pm AEST tonight Partner Andrew Mansour Senior Associate Emily Gerrard and Lawyer Ellie Mulholland consider the ...
Dodd Frank - promoting financial stability and other purposes
The Dodd Frank Act is a bit like the US financial system it is trying to regulate - vast complex and hard to wade through It creates a bunch of new regulators on top of what was already a pretty solid cast and gives them wide-ranging powers They can not only set capital and liquidity requirements ...
Melbourne CBD set for tighter planning controls
Following the introduction of interim built form controls Victorian Planning Minister Richard Wynne has announced a proposed amendment to the Melbourne Planning Scheme, which will introduce permanent and stricter built form controls. ...
Crowd-sourced equity funding
The Government has finally begun the process of implementing its policy on crowd-sourced equity funding CSEF by introducing a Bill and releasing draft exposure regulations late last year which envisage the establishment of a CSEF regime in Australia The Bill has been referred to the Senate Economics ...
Audio: Anti-bribery developments in 2016 - what to know to avoid being exposed
The forecast for the year ahead for Australian anti-bribery laws and compliance is a busy one with a Senate inquiry new laws and a continued focus on suspected foreign bribery offences ...
Babcock & Brown - a market disclosure claim decided
The Federal Court has dismissed shareholders claims against Babcock Brown alleging failure to disclose market sensitive information The court made important findings on the scope of listed entities continuous disclosure obligations in the context of accounting irregularities and potential insolvency ...
First enforceable undertaking under new privacy laws
Optus has become the first organisation to enter into an enforceable undertaking with the Privacy Commissioner since reforms to the Privacy Act took effect in March 2014 Partner Michael Pattison and Associate Byron Frost examine the circumstances surrounding Optuss voluntary data breach ...