4001-4010 of 4056 results
Corporate culture and conduct risk
Regulators particularly in the UK and Australia are increasingly interested in corporate culture in the financial services industry its impact on the integrity of the system and what the regulators are doing to try to entrench a corporate culture that works for the benefit of consumers and investors ...
COP21 and the Paris Agreement
Over the weekend in Paris two weeks of negotiations culminated in the adoption by all parties to the United Nations Framework Convention on Climate Change of a conference decision and Paris Agreement to address climate change The combined Paris Outcome commits parties to limit global temperature ...
Government says 'Yes ASIC'
The FSI recommended that the Government emIntroduce an industry funding model for Australian Securities and Investment Commission ASIC and provide ASIC with stronger regulatory toolsem This recommendation No29 covers two topics that ASIC has pursued on a number of occasions including in its ...
Changes to NSW strata title law - greater obligations and opportunities
Two new pieces of legislation relating to strata title law have been passed by both Houses of the NSW Parliament Although the new legislation which is expected to commence on 1 July 2016 will impose obligations on developers to provide inspection reports and building bonds it will also open up ...
Report: Green Bonds: emergence of the Australian and Asian markets
The global market for Green Bonds continues to grow steadily driven by strong investor demand and the continual need for capital to finance green projects ...
Productivity Commission kicks off inquiry into superannuation
The Productivity Commission has released an issues paper inviting submissions on the criteria that should be used to assess the efficiency and competitiveness of Australias superannuation system This will be of interest not only to superannuation trustees but also to service providers including fund ...
Workplace Relations
In this issue we look at a dismissal case emanating from poor behaviour at a company Christmas party the importance of the employment contract in determining whether a reduction in an employees pay and duties results in dismissal an employers difficulty in justifiying a summary dismissal and the ...
Providing digital financial product advice to retail clients
ASIC is consulting on a new regulatory guide for providers of digital financial product advice or robo-advice The regulatory guide is intended to help new entrants and existing Australian financial services licence holders For new entrants and licensees needing a reminder there is a nice summary of ...
Would you like best interests with that? Conflicted remuneration, American style
Last month we were fortunate enough to host Barney Frank co-architect of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 to discuss financial regulation reform Coincidentally a couple of weeks later we were treated to a presentation on US financial regulation reforms by a US ...
The signing of the Paris Agreement and other developments
With the Australian Government Minister for the Environment having touched down in New York the world is gearing up for the signing of the Paris Agreement at a ceremony in New York at 1150pm AEST tonight Partner Andrew Mansour Senior Associate Emily Gerrard and Lawyer Ellie Mulholland consider the ...