4101-4110 of 4392 results
Allens' second-round submission to the FSI: the nature and quality of financial services regulation
On 26 August we lodged our submission in response to the Financial System Inquirys FSI Interim Report ...
ASIC's proposed competition objective
In its submission to the Financial System Inquiry the Australian Securities and Investments Commission has proposed the addition of a statutory objective to enable ASIC to consider the impact of its decision making on competition when exercising its statutory powers and functions This paper explores ...
Allens insights: Brave new world where financial advisers work in sales
The Senate Economics Committees Report into ASICs performance is an interesting read It opens by calling ASIC a timid hesitant regulator too ready and willing to accept uncritically the assurances of a large institution And continues in a similar vein for almost 500 pages ASIC says it does the best ...
Number of proposal objectors to be recognised in new planning Bill tabled by Minister Wynne
This week the Planning Minister Richard Wynne introduced a Bill to amend the Victorian planning legislation to make the number of objections a planning application receives a relevant factor when considering whether a proposed use or development may have a significant social effect Will this improve ...
PNG's personal property security reform a step closer to becoming law
Personal property security reform in Papua New Guinea is one step closer to becoming law following the governments release of draft regulations for public comment Partner Karla Fraser and Senior Associate Sarah Kuman report ...
The fintech phenomenon - risks and opportunities
Everyone is talking about fintech What is it And what does it mean for the financial services industry and for regulation ...
The rise of 'robo advice'
Robo advice is another one of these phrases that we are suddenly seeing everywhere The idea offers some exciting opportunities for advice providers What are the regulatory issues And how can lawyers help ...
Demystifying bank capital
Hands up if you tuned in to the Financial System Inquirys discussion of bank capital - but felt you didnt really understand the basics well enough to follow it closely To paraphrase one of our numerous recent prime ministers this article is here to help ...
ASIC Register of Financial Advisers: will it raise quality of advice and standards?
The Federal Government has announced that ASIC will establish a public register of financial advisers, intended to benefit consumers, who will be able to check that their adviser is appropriately authorised and qualified before receiving personal advice. ...
New PNG securities legislation on the horizon
The PNG Government has announced it will introduce new legislation to repeal and replace the Securities Act 1997 and set up the Securities Commission as an independent government agency Senior Associate Ryan Warokra reports ...