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ASIC continues to prioritise compliance with financial hardship obligations
Lenders need to respond effectively to hardship notices. ASIC reviewed ten large home loan lenders to understand how they are supporting customers experiencing financial hardship. ...
ASIC targets superannuation trustees on financial advice fees
On 9 May 2024, ASIC released its report, REP 781 Review of superannuation trustee practices protecting members from harmful advice charges, outlining findings from its review of progress by superannuation trustees in addressing risks of member harm from poor financial advice and inappropriate advice ...
Federal Court and ASIC shine spotlight on supervisory and risk management requirements for CAR arrangements
In its recent decision in Australian Securities and Investments Commission v Lanterne Fund Services Pty Limited [2024] FCA 353, the Federal Court highlighted the risk of breach of the general obligations of Australian financial services (AFS) licensees under the Corporations Act 2001 (Cth) (the Act) ...
Contract law update for 2020
Webinar: Contract law update for 2020 ...
Key components and changes to the Financial Sector Reform (Hayne Royal Commission Response) Bill 2020
Webinar: Key components and changes to the Financial Sector Reform (Hayne Royal Commission Response) Bill 2020 ...
Financial services regulation: what you need to know now and what's changing
Webinar: Financial services regulation: what you need to know now and what's changing ...
The future of financial services: collaborating for economic stability webinar
Webinar: The future of financial services Discussion and Q&A with Anna Bligh AC, CEO of the Australian Banking Association, for a targeted look at the banking sector's priorities in a post-COVID world. ...
COVID-19 and impacts on fund managers and investors
Webinar: Competition Law Fest 2020 ...
Financing the climate transition: ESG strategy and sustainable financing
Webinar: Financing the climate transition: ESG strategy and sustainable financing ...
Financial services regulatory update
Webinar: Financial services regulatory update: Secret commission offence provisions for SFTs; derivatives regulation and ASIC's Reportable Situations Regime ...