221-230 of 305 results

FX global code update
Insight 04 Oct 2017

The FX Global Code was launched in Australia earlier this year and applies to market participants including most financial institutions bank asset managers brokers and E-trading platforms The Code sets out 55 best practice principles and although compliance is voluntary it is expected that these ...

2017 Budget: increased scrutiny on competition in the financial system
Insight 07 Jun 2017

The financial services sector has been under scrutiny for some time with many different voices clamouring for further regulation or inquiries in a sector that is already highly regulated The recent Federal Budget included a number of measures focused on the state of competition in the financial ...

ACCC calls for significant reforms in Digital Platforms Inquiry Final Report (Part II): A platform for sweeping privacy reform
Insight 31 Jul 2019

The ACCC has called for significant reforms in Digital platforms to strengthen privacy protections for individuals and to improve transparency and accountability In data handling practices for both digital platforms and other organisations regulated by the Privacy Act 1998. ...

ASIC sell-side research consultation and proposed regulatory guidance
Insight 04 Jul 2017

ASICs new regulatory guidance focuses on managing conflicts of interest and material non-public information when providing sell-side research As well as providing extensive guidance on managing conflicts of interest during the capital raising process ASIC provides its views on payment of ...

ASIC's allocations project - guidance from abroad
Insight 13 Aug 2018

ASIC is examining the allocations process in capital raising transactions We report on ASICs allocations project and the influences that the regulators in the UK and in Europe may have on the project ...

Competition news
Insight 19 Sep 2018

In Touch looks at what's been happening in Competition this month and what it means for your business ...

Competition news
Insight 22 Aug 2018

In Touch looks at what's been happening in Competition this month and what it means for your business ...

Competition news
Insight 27 Jun 2018

Competition news
Insight 30 May 2018

In Touch looks at what's been happening in Competition this month and what it means for your business ...

Competition news
Insight 14 Sep 2017

In Touch looks at what's been happening in Competition this month and what it means for your business ...

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