1-10 of 582 results
ASIC continues to prioritise compliance with financial hardship obligations
Lenders need to respond effectively to hardship notices. ASIC reviewed ten large home loan lenders to understand how they are supporting customers experiencing financial hardship. ...
ASIC targets superannuation trustees on financial advice fees
On 9 May 2024, ASIC released its report, REP 781 Review of superannuation trustee practices protecting members from harmful advice charges, outlining findings from its review of progress by superannuation trustees in addressing risks of member harm from poor financial advice and inappropriate advice ...
Federal Court and ASIC shine spotlight on supervisory and risk management requirements for CAR arrangements
In its recent decision in Australian Securities and Investments Commission v Lanterne Fund Services Pty Limited [2024] FCA 353, the Federal Court highlighted the risk of breach of the general obligations of Australian financial services (AFS) licensees under the Corporations Act 2001 (Cth) (the Act) ...
Financing the climate transition: ESG strategy and sustainable financing
Webinar: Financing the climate transition: ESG strategy and sustainable financing ...
Financial services regulatory update
Webinar: Financial services regulatory update: Secret commission offence provisions for SFTs; derivatives regulation and ASIC's Reportable Situations Regime ...
Key trends in UK and Australian financial services regulation: in conversation with Linklaters
Webinar: Key trends in UK and Australian financial services regulation: in conversation with Linklaters ...
Crypto-assets part one
Webinar: Crypto-assets part one ...
The global crypto-assets landscape
Webinar: Crypto-assets part two ...
Financial crime and sanctions: update for financial services clients
Webinar: Financial crime and sanctions: update for financial services clients ...
November financial services regulation update
Webinar: November financial services regulation update ...