111-120 of 729 results

Breach reporting
Insight 02 May 2023

In this Insight, we provide an overview of the Regulatory Guidance 78: Breach reporting by AFS licensees and credit licensees (RG 78) updates, and discuss some of the issues ASIC has left on the table for round two. ...

ASIC report on life insurance in superannuation
Insight 05 Apr 2023

ASIC report on life insurance in superannuation and actions for superannuation trustees. In this Insight, we highlight further action superannuation trustees should be taking as identified in the Report against the backdrop of their regulatory obligations. ...

DDO conditional relief: facilitating the reissue of life insurance policies
Insight 20 Mar 2023

In a welcome move for life insurers reissuing or reinstating certain life policies, ASIC has registered the ASIC Corporations Instrument 2023/183. In this Insight, we provide a brief overview of the purpose of the Instrument and the relief granted by ASIC. ...

Recovery and exit planning – new requirements for APRA-regulated entities
Insight 13 Mar 2023

APRA has released Prudential Standard CPS 190: Recovery and exit planning (CPS 190), which aims to ensure that all APRA-regulated entities are prepared for scenarios that may impact the financial viability of their business. In this Insight, we provide an overview of the new requirements in CPS 190. ...

Navigating the big issues of 2023
Insight 05 Mar 2023

During the recent webinar: 'Navigating the key issues of 2023', the team identified and discussed key issues facing both the Australian economy and policymakers in 2023. ...

Key trends in UK and Australian financial services regulation: in conversation with Linklaters
Webinar 27 Feb 2023

Covered in this webinar: notable recent enforcement decisions in the UK and likely hot topics for regulatory enforcement going forward; key areas of focus for supervisors at regulators; and the most significant areas of regulatory reform we can expect to see over the coming year. ...

Updated draft regulation on cross-border lending into Vietnam—a more lenient approach
Insight 24 Feb 2023

The State Bank of Vietnam (SBV) has been working on regulations to replace the current circular No. 12/2014/TT-NHNN on conditions for non-government guaranteed cross-border foreign loans (the Current ...

Is two better than one? A look at dual scheme of arrangement and takeover bid structures
Insight 13 Feb 2023

The recent contest for control of Nitro Software Limited has thrust the strategy of concurrent scheme of arrangement and 'fall back' takeover bid structures back into the spotlight. We unpack it in our insight. ...

Quality of Advice Review final report - a snapshot
Insight 08 Feb 2023

We provide an overview of the recommendations and implications for industry. If fully implemented, the changes would be the most radical overhaul of the financial advice laws since FoFA. ...

Regulating crypto – token mapping consultation paper hints at future licensing regime
Insight 08 Feb 2023

The Australian Government published its consultation paper Token Mapping. In this Insight, we provide an overview of the Government's proposed approach and how it will impact regulatory reform in the crypto-asset sector. ...

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