3631-3640 of 4056 results

Adviser misconduct and client losses - ASIC's views
Insight 18 Dec 2015

ASIC has released a consultation paper about client review and remediation programs to address client losses because of adviser misconduct Partners Michelle Levy and Malcolm Stephens look at what ASIC says a licensee should do if they identify systemic misconduct by advisers providing personal ...

Allens Accelerate: Get ready for the #IdeasBoom!
Insight 08 Dec 2015

Prime Minister Malcolm Turnbull has unveiled the hotly awaited National Innovation and Science Agenda NISA The Prime Minister declared the beginning of the Ideas Boom stating that unlike the mining boom this is a boom that can continue forever The NISA comprises more than 20 individual policies and ...

PNG securities laws rewrite
Insight 09 Nov 2015

Those dealing in PNGs capital markets should be aware that the PNG Parliament recently passed a package of legislation to substantially amend and strengthen the regulation of its capital markets The regime will introduce new licensing requirements for those involved in activities such as securities ...

Allens insights: Opportunities in infrastructure - 2015
Insight 16 Dec 2015

The World Bank has released its Benchmarking Public Procurement 2016 report which provides comparable data on regulatory environments that affect the ability of private companies to do business with governments in 77 economies Allens Partner Leighton OBrien and Linklaters Counsel Julia ...

Government says 'Yes ASIC'
Insight 06 Nov 2015

The FSI recommended that the Government emIntroduce an industry funding model for Australian Securities and Investment Commission ASIC and provide ASIC with stronger regulatory toolsem This recommendation No29 covers two topics that ASIC has pursued on a number of occasions including in its ...

Changes to NSW strata title law - greater obligations and opportunities
Insight 10 Nov 2015

Two new pieces of legislation relating to strata title law have been passed by both Houses of the NSW Parliament Although the new legislation which is expected to commence on 1 July 2016 will impose obligations on developers to provide inspection reports and building bonds it will also open up ...

When is a trust a commercial necessity?
Insight 10 Mar 2015

The High Court has held that the proceeds of a forestry investment scheme were not held on trust for the investors by the operators of the scheme. ...

Amendments reduce compliance burden for ASX-listed NZ companies
Insight 01 Sep 2015

ASX has released a number of proposed amendments to the ASX Foreign Exempt Listing Rules that will significantly lower both the ongoing compliance burden and the admission thresholds for New Zealand companies already listed or seeking a listing on ASX Partner Robert Pick Senior Associate Georgie ...

Support for principals with bank guarantees
Insight 25 Jun 2015

A principal has successfully challenged a decision to grant an interlocutory injunction restraining it from calling on performance bonds ...

Government rejigs electronic health records system with opt-out approach
Insight 21 Oct 2015

The Federal Governments electronic health records system may have a new lease on life following the introduction of a new Bill that attempts to improve the systems effectiveness with key changes such as the transition to an opt-out approach Partner Ian McGill Senior Associate Phil OSullivan and ...

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