1-10 of 72 results
Evolving litigation landscape: recent ESG disputes trends
In this Insight, we spotlight emerging trends, reflect on potential implications for future ESG-related disputes and provide practical guidance on both managing stakeholder expectations and mitigating the risk of litigation. ...
Enforcement and litigation risk in insurance 2021
There is a growing appetite for litigation and regulatory enforcement in the insurance industry. In the wake of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (the Financial Services ...
Financial services regulatory update
Webinar: Financial services regulatory update: Secret commission offence provisions for SFTs; derivatives regulation and ASIC's Reportable Situations Regime ...
ASIC's Regulatory Guide 274: product design and distribution obligations
Webinar: ASIC's Regulatory Guide 274: product design and distribution obligations ...
Financial services regulation: what you need to know now and what's changing
Webinar: Financial services regulation: what you need to know now and what's changing ...
Key changes from ASIC and AFCA on financial services regulation
Webinar: Key changes from ASIC and AFCA on financial services regulation ...
ASIC extends transitional relief for FFSPs
ASIC has again extended transitional relief for foreign financial services providers (FFSPs) relying on existing relief when providing financial services to Australian wholesale clients. ...
ASIC targets superannuation trustees on financial advice fees
On 9 May 2024, ASIC released its report, REP 781 Review of superannuation trustee practices protecting members from harmful advice charges, outlining findings from its review of progress by superannuation trustees in addressing risks of member harm from poor financial advice and inappropriate advice ...
ASIC 2024 enforcement priorities
On 21 November, at the ASIC Annual Forum 2023, ASIC Deputy Chair Sarah Court announced ASIC's enforcement priorities for 2024. The Deputy Chair also addressed ASIC's regulatory enforcement approach generally, by reference to recent criticisms levelled at the regulator. ...
Whistling in the wind: clarification on the limited retrospective application of the corporate and tax whistleblower protection regime
The Full Court of the Federal Court of Australia has unanimously determined that the updated whistleblower protections that came into effect on 1 July 2019 do not apply to detrimental conduct engag ...